-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TNSRH1nj43mWoEyCFdTEMZD16Trq21i1y0klqN/YESNBXWV7cRq1pgAt6Wv1Zias iIlouV8jNI0ToS4Vnwq4HA== 0000950144-97-001241.txt : 19970222 0000950144-97-001241.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950144-97-001241 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER DENVER MACHINERY INC CENTRAL INDEX KEY: 0000916459 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 760419383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43223 FILM NUMBER: 97529573 BUSINESS ADDRESS: STREET 1: 1800 GARDNER EXPRESSWAY STREET 2: P O BOX 528 CITY: QUINCY STATE: IL ZIP: 62301 BUSINESS PHONE: 2172225400 MAIL ADDRESS: STREET 1: 1800 GARDNER EXPRESSWAY STREET 2: P O BOX 528 CITY: QUINCY STATE: IL ZIP: 62301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOCHET IRA CENTRAL INDEX KEY: 0000945783 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 9350 S DIXIE HIGHWAY STREET 2: SUITE 1260 CITY: SOUTH MIAMI STATE: FL ZIP: 33156 BUSINESS PHONE: 3056656541 MAIL ADDRESS: STREET 1: 9350 S DIXIE HIGHWAY STREET 2: STE 1260 CITY: SOUTH MIAMI STATE: FL ZIP: 33156 SC 13D/A 1 IRA SOCHET SC 13D/A #1 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) GARDNER DENVER MACHINERY INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) G034 634 - -------------------------------------------------------------------------------- (CUSIP Number) Ira Sochet 9350 S. Dixie Highway, Suite 1260 Miami, Florida 33156 (305) 670-1888 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 5, 1997 - -------------------------------------------------------------------------------- (Date of Event which Required Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) THERE ARE NO EXHIBITS 2 CUSIP NO. G03 4634 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Ira Sochet -----------------------------------------------------------------. 2. Check the Appropriate Box if a Member of a Group (a) (b) ----------------------- ------------------------------. 3. SEC Use Only --------------------------------------------------------. 4. Source of Funds PF, OO . -----------------------------------------------------. 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(E) ------------------------------------------------. 6. Citizenship or Place of Organization United States --------------------------------. Number of 7. Sole Voting Power 651,496 -----------------------------. Shares Beneficially 8. Shared Voting Power -0- --------------------------. Owned by Each Reporting 9. Sole Dispositive Power 651,496 -----------------------. Person With 10. Shared Dispositive Power -0- --------------------. 11. Aggregate Amount Beneficially Owned by Each Reporting Person 651,496 - ------------------------------------------------------------------------------. 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares -----------------------------------------------------------------------. 13. Percent of Class Represented by Amount in Row (11) 6.6% ------------------. 14. Type of Reporting Person IN --------------------------------------------. - 2 - 3 This amendment to Schedule 13D (the "Amendment") is filed as the first amendment to the Statement on Schedule 13D, dated November 14, 1996 (the "Schedule 13D"), filed on behalf of Ira Sochet (the "Reporting Person"), relating to the common stock of Gardner Denver Machinery Inc., a Delaware corporation (the "Issuer"). This Amendment reflects material changes in the Schedule 13D, such material changes being more fully reflected in Items 5 and below. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As of the close of business on February 11, 1997, the Reporting Person beneficially owned an aggregate of 651,496 shares of Common Stock, which constituted approximately 6.6 percent of the 9,844,156 shares of Common Stock outstanding on November 12, 1996, as reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 1996, as adjusted for the 2 for 1 stock split in the form of a 100% stock dividend payable January 13, 1997. (b) The Reporting Person has the sole power to vote or direct the vote, and the sole power to dispose or to direct the disposition of, all the shares of Common Stock beneficially owned by him. (c) The following table sets forth all transactions in Common Stock effected by the Reporting Person during the past 60 days. All of such transactions were open market purchases effected through brokers.
APPROXIMATE PRICE NUMBER OF SHARES PER SHARE DATE PURCHASED/SOLD (EXCLUDING COMMISSIONS) ---- -------------- ----------------------- 12/30/96 3,600(P) $17 1/4 *12/30/96 4,200(P) $17 1/4 01/02/97 30,000(P) $16 3/4 01/03/97 11,200(P) $16 1/2 01/03/97 11,200(S) $16 3/4 01/07/97 5,000(P) $16 5/8 *01/17/97 1,500(P) $17 01/17/97 8,500(P) $17 5/32 *01/21/97 2,000(S) $17 1/2 01/22/97 5,000(P) $17 11/16 *01/27/97 1,000(S) $17 7/8 01/27/97 2,000(P) $17 3/8 01/27/97 4,000(P) $17 3/8 *01/29/97 4,000(P) $17 3/4 *01/29/97 600(P) $17 11/32 *01/30/97 8,700(P) $17 1/2 *01/31/97 1,000(S) $17 1/16 *01/31/97 5,000(P) $16 3/4
- 3 - 4 02/03/97 16,000(P) $15 31/32 02/04/97 4,000(P) $15 19/32 02/05/97 1,000(P) $15 1/2 02/05/97 2,596(P) $15 25/32 02/05/97 4,000(P) $16 1/16
*IRA account. (P) Purchase (S) Sale (d) Not applicable. (e) Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1997 /S/IRA SOCHET ------------------------------- Ira Sochet - 4 - -----END PRIVACY-ENHANCED MESSAGE-----